Our Team

Tom Swartout graduated from the University of Pittsburgh degrees in Accounting and Economics. He began his career with Northwestern Mutual immediately after graduating in 1993. Tom is a native of Butler, PA. He is married to Deanna and currently reside in Pine Township. They have four children, Alec, Emma, Tyler, and Andy. Tom is an active member of the University of Pittsburgh Alumni Association, Catholic Charities, among others.

When not in the office or at home, Tom enjoys golfing, walking, going to sporting events in his local community, and visiting his children at Penn State and Notre Dame.

Tom Swartout obtained his Wealth Management Certified Professional® certification in 2023. The WMCP® delivers an advanced specialization in personal wealth management unlike any other professional credential available today. Moving beyond simple investment management, the WMCP® helps advisors transform modern investment theory into applied knowledge that brings a new level of value to client relationships. WMCP® is designed for advisors serving high-net-worth individuals who are seeking professionals with a true understanding of their unique needs and goals.

Becky has been with Northwestern Mutual since 1997 and has worked with Tom since August 2000. She is a graduate of the University of Pittsburgh. Becky holds her Pennsylvania state insurance license. In her spare time, Becky keeps busy with her husband and two children.

As a member of the team, Becky specializes in insurance operations and service.

John joined Tom's team in 2008. He is a University of Pittsburgh graduate with a Bachelor of Science degree focusing on business and finance. He joined the team with experience in banking, brokerage back office, and brokerage customer service. John holds his Series 7 and 63.

As a member of the team, John specializes in client operations and services.

Karl joined Swartout Financial in 2020. As a member of the team, Karl specializes in investment operations, services, and planning. Prior to joining Swartout Financial, he worked for PNC in bank sales, operations, and customer service.

Karl graduated from Penn State in 2008 with a bachelor’s degree in Marketing and received his MBA from Robert Morris University in 2012.

Karl has obtained the FINRA security registrations Series 6 and 63.

Karl resides in Zelienople with his wife, their two sons, and their dog. When not in the office, Karl enjoys time with his family, friends, and playing a variety of sports including golf and deck hockey.