Our Team

Helping you achieve your financial goals is the commitment you have from me and my team. We are committed to delivering excellence in client service. Please don’t hesitate to contact me or any of these individuals if you have a question or a request. We will respond promptly.

Becky Stokes

Becky Stokes

Associate Financial Representative
Office 412-288-2304

Becky has been with Northwestern Mutual since 1997 and has worked with Tom since August 2000. She is a graduate of the University of Pittsburgh. Becky holds her Pennsylvania state insurance license. In her spare time, Becky keeps busy with her husband and two children.

As a member of the team, Becky specializes in insurance operations and service.

John Dzvonick

John Dzvonick

Financial Representative Assistant
Office 412-201-6525

John joined Tom's team in 2008.  He is a University of Pittsburgh graduate with a Bachelor of Science degree focusing on business and finance. He joined the team with experience in banking, brokerage back office, and brokerage customer service. John holds his series 7 and 63.

As a member of the team, John specializes in client operations and services.


Karl J Habsburg

Financial Representative Assistant

Karl joined Swartout Financial in 2020.  He graduated from Penn State with a bachelor’s degree in Marketing and received his MBA from Robert Morris University.  Prior to joining Swartout Financial, Karl worked in banking sales, operations, and customer service.  He also has obtained the FINRA security licenses Series 6 and 63.

As a member of the team, Karl specializes in client operations and services.


Thomas W. Swartout
Financial Advisor

Swartout Financial


To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck